委员会
Compliance is a shared responsibility. Partnership across campus is therefore key to ensuring compliance at the 博彩平台推荐. Through the Executive Compliance Committee, 合规谘询委员会, and the Compliance Community of Practice, individuals across the University work together to model a culture of compliance and collaboratively develop processes to identify and fulfill legal and 政策 responsibilities.
Compliance 委员会 at the 博彩平台推荐
The Executive Compliance Committee (ECC) is composed of the 总理, COO and Provost to advance the University’s values and provide consistent, 协调, and proactive oversight to emerging compliance issues affecting higher education. 环保投诉委员会的工作是:
- Review and approve the risk assessment and the Annual Compliance Plan
- Review and approve compliance priorities which are the minimum requirements and/or best practices developed by the compliance advisory committee for high-risk and emerging compliance areas
- Provide oversight over compliance with university rules and policies, and laws and regulations
- Monitor the progress of the 合规谘询委员会 regarding the execution of the Annual Compliance Work Plan
- Proactively mitigate university-level risks
- 树立合规文化的典范
参与者:
| 名字 | Title |
|---|---|
| 贾斯汀•施瓦兹 | 总理 |
| 凯瑟琳·谢伊 | Chief of Staff to the 总理 - Ex Officio |
| 拉塞尔•摩尔 | Provost and Executive Vice 总理 |
| 卡夫劳夫马克 | Chief of Staff to the Provost - Ex Officio |
| Patrick O ' rourke | Executive Vice 总理 and Chief Operating Officer |
| 詹妮弗·麦克达菲 | Deputy COO and Senior Compliance and Policy Officer |
| 凯瑟琳Oja | Director of 合规、道德和政策 |
| Elvie Stehle-Henson | University Counsel - Ex Officio |
会议频率: 季度
目的: The purpose of the Executive Compliance Committee is ensure awareness and alignment with the campus leadership on critical campus wide compliance, 政策, 道德实践.
结果:
- Awareness from Executive Leadership
- Direction and Decisions on Policy and Compliance matters
- This may include SMEs invited to participate
- 有效降低风险
The Advisory Committee provides advice and recommendations to the Executive Compliance Committee based upon the members’ expertise and knowledge of activities across campus.
合规谘询委员会:
- Responsible for operational level implementation of the 总理’s charge, including the Enterprise Risk Management process for the campus.
- 确保适当的高度, 问责制, and decision-making of urgent risk and compliance issues
- Study and make recommendations with regard to best practices for high risk areas and monitor activities and report periodically to the ECC
- Implements the vision, mission and goals for the campus operational “integrity” program.
- Identify and prioritize resource needs.
- Identify educational and training needs.
- Champion and identify other champions of the culture of operational integrity within the sphere of influence.
- 协调, review and implement compliance communications plan and activities including 总理 messaging, 合规的网站, 等.
- 树立合规文化的典范
参与者:
| 名字 | Title |
|---|---|
| 凯瑟琳Oja | Chair, Director of 合规、道德和政策 |
| 詹妮弗·麦克达菲 | Senior Compliance and Policy Officer |
| 冬青Gates-Mayer | Assistant Vice 总理, Environmental Health and Safety |
| 艾琳·弗雷泽 | Assistant Vice 总理, of Campus Communications and Engagement, Strategic Relations |
| 吉尔基冈 | Senior Associate Athletic Director for Compliance and the Senior Woman Administrator |
| 肯尼·纳尔逊 | Assistant Vice 总理, HR Shared Services and Employee Relations |
| 亚历克斯·劳埃德 | Associate University Counsel, Advisory Role |
| 伊丽莎白·麦克维 | Assistant Vice 总理 for Enrollment Business Solutions |
| 梅根·克拉克 | Assistant Vice 总理, Office of Institutional Equity and Compliance |
| 朱莉deFalco | Assistant Vice 总理, Campus Controller |
| Jon路透社 | Associate Vice 总理, Research Integrity and Compliance |
| 布莱恩Lindoerfer | Associate Vice 总理, Facilities Management |
| 谢丽尔·巴伯 | 政策署助理署长 & 合规、学生事务 |
| Alexa Van Dalsem | Director, Office of Contracts and Grants |
| Chadd麦地那 | 大学风险管理 |
| 辛迪辕 | Assistant Vice 总理, Health and Wellness Services |
A community where compliance professionals across campus, or those with a passion for compliance can gather to promote a culture of compliance through the implementation of compliance initiatives. To learn more send an email to compliace@takechargesummit.com.
参与者: Limitless, but compliance specific professionals
会议频率: 季度 (virtual) and in person annually
目的:
- Sharing information on what is upcoming in their respective units
- Challenges with 政策 and compliance
- Providing alignment with compliance efforts on campus